Post-Ackerman thoughts on
Separation of Power:
Understanding Calabresi, Skach, Levinson-Pildes and Albert
M Jashim Ali Chowdhury
PhD Candidate (Legislative Studies), King’s College London, UK
Published in the SCLS Law Review, Vol 3 No 1 Jan. 2020, pp 49-57
1. Introduction
Yale maestro Bruce
Ackerman wrote his famous 93-page thesis on New Separation of Power in Volume
113, No. 3 of the Harvard Law Review in the year of 2000. Since then the
theory has drawn unprecedented curiosity in academic arena. One of Ackerman’s former students at Yale, Steven G. Calabresi questioned him through a 55-page “Why
Ackerman is Wrong” thesis in the Constitutional Commentary Volume 18, No. 1 the next year. Six years later, in
2007, Professor Cindy Skach of Harvard Law School came out with a 29-page
thesis on “Newest” Separation of Power in the International Journal of
Constitutional Law (I.CON). Ackerman attacked the U.S.
model of Separation of Power and proposed a British-German influenced version
of Constrained Parliamentarianism. Calabresi would vigorously defend the
U.S. Presidentialism. Skach would rather propagate a French influenced version
of Semi-presidentialism feeding his “Newest” Separation of Power.
Skach’s ‘Newest’
propositions on Separation of Power was followed by Daryl J Levinson of Harvard Law School and Richard H Pildes of New York University Law School. Levinson and Pildes did not propose new theory of Separation of Power. In a very well acclaimed paper – Separation of Parties, not Powers - in Harvard Law Review Vol 119, No. 1 (2006)
[3], they argued for including political parties within the Separation of Power discourse.
In 2009 - three years after Levinson-Pildes’ Separation of Party thesis - a younger scholar Richard Albert of University of Texas Austin took upon the baton therefrom to argue that our preoccupation with parliamentarianism vis-à-vis presidentialism is too simplification of a complex scenario.
[4] Albert fine-tuned his arguments in a 2010 publication in International Journal of Constitutional Law. Albert argued that each of the US styled presidentialism, UK styled conventional parliamentarianism, German styled constrained parliamentarianism and French styled semi-presidentialism has features that realise the values of separation of power in varying degrees. In addition to this, Albert supplemented his thesis by advocating a culture specific, creative, consociational and conciliatory approach towards separation of power.
[5] Iraqi constitution of 2004 constituted the bedrock for Albert’s thesis. He was later supported by an empirical study of José Antonio Cheibub, Zachary Elkins and Tom Ginsburg.
[6]
Like the previous one,
this Research Note is not critical or analytical. It is rather an exploratory
or descriptive attempt to introduce the beginners in legal studies with modern thinking
on Montesquieu
and Madison
and their theory of Separation of Powers and Checks and Balances. Apart from
telling what the contemporary scholars of Separation of Power think, this
article does not attempt an argument of its own. As a follow up of my note on
Bruce Ackerman’s New Separation of Power in the last issue of SCLS Law Review, I
propose to explain the thoughts of Steven G. Calabresi, Cindy Skach, Daryl J Levinson and Richard H Pildes and Richard Albert in this attempt.
2. The reasons Calabresi thinks Ackerman wrong
Steven Calabresi has
a ten-point reservation to Ackerman’s - and also Linz’s - preference of constrained
parliamentarism over the U.S. presidentialism.
Firstly, calendared
and periodic elections in the U.S. reflect the public opinion more accurately
and on a continuing basis. The German and UK system of one shot every five or four
year for both executive and legislature fails to reflect the public opinion
severely. Also, a parliamentary government’s scope to schedule election on a
suitable occasion of public sentiment degrades the quality of such democratic
opinion seriously.
Second, the U.S. system is more stable
than the proportional representation based parliamentary system. There, smaller
partners of the coalition government constantly pose existential threat for the
government. In such cases Ackerman’s suggestion for a 5 percent – or even 10
percent – vote threshold for smaller parties to join the government would not
be a very big hurdle to overcome in a polarised political atmosphere. Introduction of a ‘constructive
vote of no confidence’ will not solve the
problem either. Ackerman’s suggestion of introducing a constructive vote of no
confidence may be able to prevent frequent fall of government but it would not
prevent blockage and obstruction of legislative program of a minority
government by the smaller parties.
Third, an indirectly elected Chancellor or
PM would be enjoying less democratic legitimacy than a U.S. president directly
elected by the people. However, Calabresi’s
argument on this point seems to ignore the reality of bipartisan leadership
campaign and electoral politics recently evolved across parliamentary systems.
As will be argued later by Richard Albert, parliamentary systems are adopting
some of the presidential values and the vice-versa.
Fourth, there being no spoilt system of political
appointments in the bureaucracy, Prime Minister’s hand would remain tied
compared to the president of the U.S. Exposure of professional decision-makers
to their civilian superiors in the U.S. administration is more democratic and
accountable.
Risk of institutional capture by non-political bureaucrats is less likely in
the U.S. It is however important to note that Calabresi is dealing the German
model of parliamentary government, not the degenerated versions of prime
ministerial dictatorships that has evolved in some of the newer Westminster
traditions.
Fifth, the U.S. system is more congenial to
a two-party system than the German system of constrained parliamentarianism.
The U.S. presidentialism is more likely to moderate the political discourse
within two principal streams of thoughts and action. Proportional
representation system, on the other hand, feeds more chances of democratic
breakdown than the U.S. system. Ackerman seems to accept the point when he
terms it ‘a disastrous error’ to combine presidential democracy with
proportional representation. A fragmented legislature would invite a presidential
excesses and political fragmentation.
Sixth, presidential system contains an ‘anti-ideological’ element that posters
politics of personality over intensely divisive ideologies. It would help
people set aside their attention from too much ideological heats. Also, the election not
being held at the calling of political elites at the moments of confusion and sensation,
democratic opinion in the U.S. would better reflect practical issues over
ideological rhetoric.
Seventh, presidential system of separation
of power is more congenial to the system of judicial review. Courts in fused
parliamentary systems have to deal with politically and institutionally
intimidating issues and behave cautiously.
Eighth, within a federal set up, the U.S.
system of two co-equal houses of Congress better protects the administrative
regions and units than a ‘one-and-a-half house’ parliament would do. An ideal federal regime
should guarantee states and provinces - who might be in the minority in the
lower house - a protection from the whims of the overall
majority there. A disempowered upper house like Bundesrat or House of Lords
would fail to protect the states’ interest in the same way as the U.S. Senate
would do.
UK’s current dilemma with Scottish inclination for remaining with the EU might
be a good case to look in Calabresi’s support.
Ninth, in time of war, the
U.S. presidency would appear stronger than the most parliamentary regimes where coalition governments would show
fragility and indecisiveness.
Tenth, while Ackerman
feels that the U.S. system is too much entrenched, Calabresi sees it as the
peoples’ distinct preference for divided government, split control of the
legislature and executive which Ackerman might not share. Moreover, better
entrenchment of the system would bring better protection for individual rights and better protection
against democratic breakdown. Refuting Ackerman’s accusation that presidential
systems are more prone to backsliding, Calabresi refers to
the studies of Shugart and Carey. It shows that while 52.2% of the presidential
regimes broke down in less developed countries, rate of breaking down for
parliamentary regimes stands at 59.1%.
2.1.
Why do Presidential systems break down then?
Considering the ten-point defence of the
U.S. presidentialism vis-à-vis the German constrained parliamentarianism,
Calabresi would need to answer why the U.S. presidential model exported
elsewhere causes constitutional break down. After all, Ackerman was not advocating
the abolition of presidentialism in the U.S. He was rather defending the
constrained parliamentarism as a better product to sell. In this regard,
Calabresi offers a five-point difference between the U.S. Presidentialism and
the rouge presidentialism systems that might evolve in the receiving set up.
First, American
presidents do not have decree issuing, ordinance making or emergency powers in
the way of some dictatorial presidential systems have. Second, the U.S. presidents
face a very strong legislative leadership, committee system and check on the
executive appointments. Presence of such a ‘powerful quasi parliamentary
government’ constraints the president and his staffs more than the faulty
presidential systems elsewhere. Thirdly, the U.S. president
lacks the power to bypass the Congress and initiate drastic constitutional
change through referenda. Dictatorial presidents around the globe have used
referenda to subdue the legislature and move ahead towards dictatorship. Most recent example of
Russian President Vladimir Putin proposing referenda for his new constitutional
plan and calling upon the prime minister and government to resign appears a
good testimony for Calabresi. Fourthly, individual U.S. presidents are limited
by a two-term rule which is invariably absent in the rouge presidential systems
elsewhere.
Fifthly, calendared electoral system of the U.S. works in favour of divided
party control in Presidency and Congress, while most of recipient
states quickly move towards one party monopolisation and ultimately a
one-person rule.
Given the reasons,
Calabresi claims that democratic back-sliding in presidential systems elsewhere
is not a fault of the U.S. system in itself. Rather the U.S. system is ‘not the
kind that many foreign countries have adopted’. Ackerman’s touting of the
German-style constrained parliamentarianism as a better product to sell is
therefore not acceptable to Calabresi.
3. Cindy Skach’s “Newest” Separation of Powers
Bruce Ackerman and
Calabresi’s confrontation over the comparative niceties of constrained
parliamentarianism and U.S. presidential system dragged Cindy Skach into the arena.
Skach took a middle ground and argued that the French styled
Semi-presidentialism actually constitutes the ‘Newest form’ of Separation of
Power.
Semi-presidentialism is
full of risks. It divides the executive authority between president as head of
the state and prime minister as head of the government. While the power sharing
between the two remains to be neatly and carefully outlined by the constitution,
there is of course always a risk of constitutional ambiguity, constant tension. Within the system, the
president remains an autonomous relative of the Legislature whose independent
mandate from the people might give rise to friction in legislative arena as
well.
Drawing upon forty
years of French experience with semi-presidentialism, Skach agrees that
prediction of the system’s smooth functioning is difficult. Presidential tendency to rely
too much on his personality cult to outshine the prime minister
and usurp the legislative authority under the cloak of referenda and emergency
decrees might pose an existential threat to the whole system. The legislature in
response may try to veto down the presidential move. Constitutional court may
attempt to invalidate the move. Still, the presidential influence and authority
may already make things difficult for the judiciary and legislature in such
cases of tension.
Keeping the problems in mind, Skach offers a three-scenario assessment.
First, there may be a
situation of consolidated political majorities where president and prime
minister would belong to the party that holds the majority in parliament. Skach
argues that this is the least risk-prone subtype of semi-presidentialism where
the party and its policies would keep a control over the president and create a
balance.
Curiously, the same situation is seen as a high-risk situation (unified party
government) by Levinson and Pildes in their Separation of Political Party
thesis. Levinson-Pildes thesis discussed in the next part of this note, however
deal with the U.S. Presidential model of Separation of Power based on
confrontational Checks and Balances between the executive and the legislature.
Compared to that, Skach’s model is Semi-presidentialist that requires cooperation
more than confrontation within the divided executive.
Second, there may be
another situation of divided political majority where a stable and coherent
party majority in the legislature exists but the president belongs to an
opposition party in parliament. The divided majority scene is known as cohabitation
in France. This invites more institutional conflict between the
president and the prime minister supported by parliament.
Third, the most
conflict-prone subtype of Semi-presidentialism is divided minority where
neither the president nor the prime minister nor any other party or coalition have
majority in the legislature. In Ackerman’s term, it is a lack of ‘full
authority’. In such cases, presidents tend to overcome the deadlocked and
feeble legislature by initiating adventurous inroads into others’ jurisdiction.
Skach’s study shows how the post-World War I Weimar Republic of Germany and
post-communist Russia were affected by this divided minority syndrome. The Fifth
Republic of France had gone through the periods of divided minority and divided
majority before attaining a stable consolidated majority.
3.1 Skach’s
stabilising tools for Semi-presidentialism
Pointing out the
dangers within the system, Skach next attended the solutions. For him, stabilising
tools within a semi-presidential system are two-fold. Firstly, we would need to
nurture an environment that would poster a consolidated majority situation. To
this end, party system would be institutionalised and regularised so that
political formations do not show instability after successive elections. The
more parties are institutionalized, the more they structure the political
process.
Secondly, electoral system would be designed in the first-paste-the post pattern.
Consolidated majority is more likely in majority voting systems than the
proportional ones. Thirdly, presidential candidates must come from party nominations. Presidents drawn from
“party” line would be supported by and supportive of political
parties. Presidential candidates who act as independent, non-party
personalities are more likely to take advantage of their constitutionalized
autonomy in this system.
4. Levinson and
Pildes on ‘Separation of Parties’
Unlike Ackerman, Levinson and Pildes did not
compare the presidentialism with parliamentarianism. Their focus was on
supplying the Madisonian omission of political parties in the SoP discourse. Architect
of the U.S. Separation of Power James Madison professed that three separate
organs of the state have some “wills of their own” which needed to be counter-balanced
against each other. What is absent in Madison’s sketch was how the will of the men
in charge of those organisation be reconciled against the will of the organs
and also the men in other organs. It is not clear how interests of actual
public officials would be channelled into the mandates of respective branches. When
Madison was devising the system, it was largely apolitical. Political parties
emerged and conquered the system later on. Under the present reality
of party governments, therefore, we must also talk about separation of parties
when we talk about separation of power. The U.S. system may face Unified and
Divided party governments over times. Party division and party
unification in the control of the branches have strong ramifications for the
system. Even intra-party
disparities in policy preferences would influence how the organs interact each
other.
4.1. Stabilising tools for Unified and Divided Party
Governments
During a strongly unified government and cohesive
political parties, the ‘branch-based thesis’ of Madison may go astray. In such
a situation, inter-branch checks and balances remain at a minimum and the very
basic standard of checks and balances may travel wrong directions. The current Trump Impeachment in
the U.S. Senate may constitute the most glaring evidence for Levinson-Pildes
thesis.
Like Skach, Levinson-Pildes take a preventive approach as
a first resort. To deal with the unified party government phenomena, we would need to prevent strongly unified
government from emerging in the first place. This can be done by fragmenting or
moderating political parties and by using legal rules and institutions. Safe districting of
Congressional seats and designing primary elections, rewriting the parties internal
control laws, limiting the scope of party whipping within the Congress (like introduction
of seniority system for allocation of committee chairs) and redistribution of
power among a larger number of more independent congressional committees might
be some of the strategic tools towards that end.
On the second stage
of the process, in case a unified party government is there, Levinson-Pildes would
draw from “opposition rights” notion in parliamentary democracies. These would
include the opposition’s power to initiate debate, legislative proposal,
enforce disclosure, the power to initiate investigations, to ensure
accountability through subpoena, or to control audit or finance oversight
committees. Debate rules, like filibuster may also serve the cause of a
responsible unified party government.
Extra-parliamentary
tools to curb a unified party government would include the independence of bureaucracy
from partisan political pressures, establishment of bureaucracy
as a “fourth branch” institution of government and looking for stringent
internal checks and balances within
the bureaucracy.
5. Richard Albert’s Hybrid Regimes
In the
first of his two papers – Fusion of presidentialism and parliamentarism, Albert
argues that our conventional lens of presidentialism v. parliamentarianism is
too simple. Experience suggests that the democratic
states may survive effectively under either of the parliamentary or
presidential systems.
Firstly,
elements may be shared between both the systems that may give birth to hybrid
forms of presidential parliamentarism and of parliamentary presidentialism. Say for example, the UK
Fixed Term Parliament Act seeks to achieve results more or less similar to the
electoral design of fixed calendar in presidential system. Again, the Germany
would require the parliament to express no confidence and then request new
election.
This constructive vote of no confidence would effectively
remedy the instability caused by destructive vote of no confidence in a
typical parliamentary
system. Again, impeachment like result may be achieved in
parliamentary systems by legally disqualifying the removed prime minister from
coming back to the power. On the other hand, presidential systems (like Slovakia) may opt for
legislative no-confidence in the President. Again, while the
parliamentary system is usually considered efficient in governing, coalition or minority governments may create
legislative impasse like presidential systems.
Alternatively, a unified majority presidential system may achieve efficiency comparable
to the parliamentary system.
Secondly,
if the purpose of the U.S. Separation of Power is prevention of government tyranny,
legislative supremacy and arbitrary government and also assurance of efficiency
in governance,
Albert argues that all of the three other
systems – UK’s conventional parliamentarism, Germany’s constrained parliamentarianism
and French Semi-presidentialism - do have mechanisms to achieve these goals in alternative
ways.
While the UK system is a separation between the parliament
and crown, it does foster tension between the court and parliament and between the
government and parliament. Governmental accountability is ensured through the
combined operation of popular and parliamentary controls. Constrained
parliamentarianism on the other hand emphasises more on the power of opposition
parties to publicly challenge, confront and resist the ruling party and to
present itself as a viable alternative. Constitutional court occupies a central
role in monitoring the actions of the fused executive and legislative departments.
Semi-presidential systems with its inherent risk of tension within the divided
executive (president and prime minister), at least theoretically capable of
preventing arbitrary governance and tyranny.
5.1.
Reconciliatory approach to Separation of Power: Intra-branch fusion of parties
In the
second of his papers – Presidential values in parliamentary system, Richard
Albert has drawn inspiration from the partisan lens of Levinson and Pildes.
Partisan lens focuses the ‘political dynamics of institutional power’ in the Separation of
Power discourse and drags political culture into the arena to transform the
debate from one of institutions to one of culture.
As a
prelude to his reconciliatory approach towards separation of power, Richard
Albert invites us to look beyond the inter-branch separation of powers in
presidential system, inter-branch separation of parties in presidential system
and inter-branch fusion of powers in parliamentary systems. As a way of
reconciliation and innovation, the Iraqi constitution of 2004 has introduced an
intra-branch fusion of parties which Albert think has great reconciliatory
effect in intensely divided societies.
Iraq’s
principal innovation in 2004 was the establishment of a Presidency Council that
would comprise a president and two vice presidents representing three religious
groups of Iraq – Shia, Sunni and Kurds. Like the conventional presidencies, the
Council will be put in similar position of relationship between organs.
Innovation within the Presidency Council itself will constitute a very strong resistance
from within the executive. The Council must make its decisions unanimously and
its members cannot deputize others to act in their stead.
There
is of course an evident risk of impasse being created by National Assembly
failing to agree on three Presidential Council candidates and the Presidency
Council failing to agree on a prime minister to be appointed. Yet, the
intra-branch fusion of parties within the Presidential Council ‘substantial countervailing advantages’
of reconciliatory constitutionalism.
Reconciliation
in its turn is a matter of intention and cultural inclination for management of
disagreement. Like all other systems, consociational arrangements yield the
best when there is a manifest willingness to compromise. Therefore, all the
structural talks in Separation of Power ultimately depend on the level of
political maturity the jurisdiction may have reached in the meantime.
With
things end up in cultural dimensions, Albert has to draw ‘an intermediate
construction’:
Constitutional structure and political culture are
acutely interconnected insofar as the former derives its legitimacy from the
latter, and the latter may be inclined to bend toward the former in certain
instances.
If culture
is what matters the most, this should cool off much of the heats of
Ackerman-Calabresi debate on the relative superiority or inferiority of presidentialism
and parliamentarism.
Steven G. Calabresi (2001), "The Virtues of Presidential Government:
Why Professor Ackerman Is Wrong to Prefer the German to the U.S.
Constitution". Constitutional Commentary. Vol 18 No 1, pp 51-104,
University of Minnesota https://scholarship.law.umn.edu/concomm/1042.
Cindy Skach (2007), “The “Newest” Separation of Power”, International
Journal of Constitutional Law (I.CON) Vol. 5, pp 93-121.
Daryl J Levinson and Richard H Pildes, Separation of Parties, not Powers, Harvard Law Review Vol 119, No. 1 (2006), pp 1-73.
Richard Albert (2009), "The Fusion of Presidentialism and
Parliamentarism." American Journal of Comparative Law Vol 57,
(2009) pp. 531-577.
Richard Albert (2010), “Presidential values in parliamentary
democracies,” International
Journal of Constitutional Law, Vol 8 No 2, pp. 207-236.
Montesquieu’s
theory of Separation of executive, legislative and judicial power has formed
the basis of the U.S. Constitution and modern constitutionalism till date.
The 1787 formulation of Checks and Balances in the
U.S. is credited to James Madison, one of the founding fathers of the U.S.
Constitution.
Supra note 4, at p 537, 544. A empirical
study by Steven G. Calabresi, Mark E. Berghausen & Skylar Albertson, “The Rise And Fall of
The Separation of Powers,” Northwestern University Law Review Vol 106 No 2 pp
527-549 also confirms Richard Albert.